SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Amendment#2
Under the Securities and Exchange Act of 1934
Macom Technology Solutions Holdings, Inc.
(Name of Issuer)
Common Stock
(Title of Class of Securities)
55405Y100
(CUSIP Number)
November 30, 2018
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
This Schedule is filed pursuant to Rule 13d-1(b)
The information required in the remainder of this cover page (except any items to which the form provides a cross-reference) shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act.
CUSIP NO. 55405Y100
| 1) |
Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person
Ameriprise Financial, Inc. IRS No. 13-3180631 | |||||
| 2) | Check the Appropriate Box if a Member of a Group (a) ☐ (b) ☒*
* This filing describes the reporting person’s relationship with other persons, but the reporting person does not affirm the existence of a group. | |||||
| 3) | SEC Use Only
| |||||
| 4) | Citizenship or Place of Organization
Delaware | |||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5) | Sole Voting Power
0 | ||||
| 6) | Shared Voting Power
3,748,219 | |||||
| 7) | Sole Dispositive Power
0 | |||||
| 8) | Shared Dispositive Power
3,797,308 | |||||
| 9) |
Aggregate Amount Beneficially Owned by Each Reporting Person
3,797,308 | |||||
| 10) | Check if the Aggregate Amount in Row (9) Excludes Certain Shares
Not Applicable | |||||
| 11) | Percent of Class Represented by Amount In Row (9)
5.82% | |||||
| 12) | Type of Reporting Person
HC | |||||
CUSIP NO. 55405Y100
| 1) |
Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person
Columbia Management Investment Advisers, LLC IRS No. 41-1533211 | |||||
| 2) | Check the Appropriate Box if a Member of a Group (a) ☐ (b) ☒*
* This filing describes the reporting person’s relationship with other persons, but the reporting person does not affirm the existence of a group. | |||||
| 3) | SEC Use Only
| |||||
| 4) | Citizenship or Place of Organization
Minnesota | |||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5) | Sole Voting Power
0 | ||||
| 6) | Shared Voting Power
2,313,682 | |||||
| 7) | Sole Dispositive Power
0 | |||||
| 8) | Shared Dispositive Power
2,324,182 | |||||
| 9) |
Aggregate Amount Beneficially Owned by Each Reporting Person
2,324,182 | |||||
| 10) | Check if the Aggregate Amount in Row (9) Excludes Certain Shares
Not Applicable | |||||
| 11) | Percent of Class Represented by Amount In Row (9)
3.57% | |||||
| 12) | Type of Reporting Person
IA | |||||
CUSIP NO. 55405Y100
| 1) |
Name of Reporting Person
Ameriprise International Holdings GmbH | |||||
| 2) | Check the Appropriate Box if a Member of a Group (a) ☐ (b) ☒*
* This filing describes the reporting person’s relationship with other persons, but the reporting person does not affirm the existence of a group. | |||||
| 3) | SEC Use Only
| |||||
| 4) | Citizenship or Place of Organization
Switzerland | |||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5) | Sole Voting Power
0 | ||||
| 6) | Shared Voting Power
1,434,537 | |||||
| 7) | Sole Dispositive Power
0 | |||||
| 8) | Shared Dispositive Power
1,473,114 | |||||
| 9) |
Aggregate Amount Beneficially Owned by Each Reporting Person
1,473,114 | |||||
| 10) | Check if the Aggregate Amount in Row (9) Excludes Certain Shares
Not Applicable | |||||
| 11) | Percent of Class Represented by Amount In Row (9)
2.26% | |||||
| 12) | Type of Reporting Person
FI | |||||
CUSIP NO. 55405Y100
| 1) |
Name of Reporting Person
Threadneedle Asset Management Holdings Sarl | |||||
| 2) | Check the Appropriate Box if a Member of a Group (a) ☐ (b) ☒*
* This filing describes the reporting person’s relationship with other persons, but the reporting person does not affirm the existence of a group. | |||||
| 3) | SEC Use Only
| |||||
| 4) | Citizenship or Place of Organization
Luxembourg | |||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5) | Sole Voting Power
0 | ||||
| 6) | Shared Voting Power
1,434,537 | |||||
| 7) | Sole Dispositive Power
0 | |||||
| 8) | Shared Dispositive Power
1,473,114 | |||||
| 9) |
Aggregate Amount Beneficially Owned by Each Reporting Person
1,473,114 | |||||
| 10) | Check if the Aggregate Amount in Row (9) Excludes Certain Shares
Not Applicable | |||||
| 11) | Percent of Class Represented by Amount In Row (9)
2.26% | |||||
| 12) | Type of Reporting Person
FI | |||||
CUSIP NO. 55405Y100
| 1) |
Name of Reporting Person
Threadneedle Holdings Limited | |||||
| 2) | Check the Appropriate Box if a Member of a Group (a) ☐ (b) ☒*
* This filing describes the reporting person’s relationship with other persons, but the reporting person does not affirm the existence of a group. | |||||
| 3) | SEC Use Only
| |||||
| 4) | Citizenship or Place of Organization
England and Wales | |||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5) | Sole Voting Power
0 | ||||
| 6) | Shared Voting Power
1,434,537 | |||||
| 7) | Sole Dispositive Power
0 | |||||
| 8) | Shared Dispositive Power
1,473,114 | |||||
| 9) |
Aggregate Amount Beneficially Owned by Each Reporting Person
1,473,114 | |||||
| 10) | Check if the Aggregate Amount in Row (9) Excludes Certain Shares
Not Applicable | |||||
| 11) | Percent of Class Represented by Amount In Row (9)
2.26% | |||||
| 12) | Type of Reporting Person
FI | |||||
CUSIP NO. 55405Y100
| 1) |
Name of Reporting Person
TAM UK Holdings Limited | |||||
| 2) | Check the Appropriate Box if a Member of a Group (a) ☐ (b) ☒*
* This filing describes the reporting person’s relationship with other persons, but the reporting person does not affirm the existence of a group. | |||||
| 3) | SEC Use Only
| |||||
| 4) | Citizenship or Place of Organization
England and Wales | |||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5) | Sole Voting Power
0 | ||||
| 6) | Shared Voting Power
1,434,537 | |||||
| 7) | Sole Dispositive Power
0 | |||||
| 8) | Shared Dispositive Power
1,473,114 | |||||
| 9) |
Aggregate Amount Beneficially Owned by Each Reporting Person
1,473,114 | |||||
| 10) | Check if the Aggregate Amount in Row (9) Excludes Certain Shares
Not Applicable | |||||
| 11) | Percent of Class Represented by Amount In Row (9)
2.26% | |||||
| 12) | Type of Reporting Person
FI | |||||
CUSIP NO. 55405Y100
| 1) |
Name of Reporting Person
Threadneedle Asset Management Holdings Limited | |||||
| 2) | Check the Appropriate Box if a Member of a Group (a) ☐ (b) ☒*
* This filing describes the reporting person’s relationship with other persons, but the reporting person does not affirm the existence of a group. | |||||
| 3) | SEC Use Only
| |||||
| 4) | Citizenship or Place of Organization
England and Wales | |||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5) | Sole Voting Power
0 | ||||
| 6) | Shared Voting Power
1,434,537 | |||||
| 7) | Sole Dispositive Power
0 | |||||
| 8) | Shared Dispositive Power
1,473,114 | |||||
| 9) |
Aggregate Amount Beneficially Owned by Each Reporting Person
1,473,114 | |||||
| 10) | Check if the Aggregate Amount in Row (9) Excludes Certain Shares
Not Applicable | |||||
| 11) | Percent of Class Represented by Amount In Row (9)
2.26% | |||||
| 12) | Type of Reporting Person
FI | |||||
CUSIP NO. 55405Y100
| 1) |
Name of Reporting Person
TC Financing Ltd | |||||
| 2) | Check the Appropriate Box if a Member of a Group (a) ☐ (b) ☒*
* This filing describes the reporting person’s relationship with other persons, but the reporting person does not affirm the existence of a group. | |||||
| 3) | SEC Use Only
| |||||
| 4) | Citizenship or Place of Organization
England and Wales | |||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5) | Sole Voting Power
0 | ||||
| 6) | Shared Voting Power
1,434,537 | |||||
| 7) | Sole Dispositive Power
0 | |||||
| 8) | Shared Dispositive Power
1,473,114 | |||||
| 9) |
Aggregate Amount Beneficially Owned by Each Reporting Person
1,473,114 | |||||
| 10) | Check if the Aggregate Amount in Row (9) Excludes Certain Shares
Not Applicable | |||||
| 11) | Percent of Class Represented by Amount In Row (9)
2.26% | |||||
| 12) | Type of Reporting Person
FI | |||||
CUSIP NO. 55405Y100
| 1) |
Name of Reporting Person
Threadneedle Asset Management Limited | |||||
| 2) | Check the Appropriate Box if a Member of a Group (a) ☐ (b) ☒*
* This filing describes the reporting person’s relationship with other persons, but the reporting person does not affirm the existence of a group. | |||||
| 3) | SEC Use Only
| |||||
| 4) | Citizenship or Place of Organization
England and Wales | |||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5) | Sole Voting Power
0 | ||||
| 6) | Shared Voting Power
1,434,537 | |||||
| 7) | Sole Dispositive Power
0 | |||||
| 8) | Shared Dispositive Power
1,473,114 | |||||
| 9) |
Aggregate Amount Beneficially Owned by Each Reporting Person
1,473,114 | |||||
| 10) | Check if the Aggregate Amount in Row (9) Excludes Certain Shares
Not Applicable | |||||
| 11) | Percent of Class Represented by Amount In Row (9)
2.26% | |||||
| 12) | Type of Reporting Person
FI | |||||
| 1(a) | Name of Issuer: | Macom Technology Solutions Holdings, Inc. | ||
| 1(b) | Address of Issuer’s Principal Executive Offices: | 100 Chelmsford Street | ||
| Lowell, MA 01851 | ||||
| 2(a) | Name of Person Filing: | (a) Ameriprise Financial, Inc. (“AFI”) | ||
| (b) Columbia Management Investment Advisers, LLC (“CMIA”) | ||||
| (c) Ameriprise International Holdings GmbH (“AIHG”) | ||||
| (d) Threadneedle Asset Management Holdings Sarl (“TAMH”) | ||||
| (e) Threadneedle Holdings Limited (“THL”) | ||||
| (f) TAM UK Holdings Limited (“TUHL”) | ||||
| (g) Threadneedle Asset Management Holdings Limited (“TAMHL”) | ||||
| (h) TC Financing Ltd (“TCFL”) | ||||
| (i) Threadneedle Asset Management Limited (“TAML”) | ||||
| 2(b) | Address of Principal Business Office: | (a) Ameriprise Financial, Inc. | ||
| 145 Ameriprise Financial Center | ||||
| Minneapolis, MN 55474 | ||||
| (b) 225 Franklin St. Boston, MA 02110 | ||||
| (c) Lambrigger Treuhand AG, Industriestrasse 49, 6300 Zug, Switzerland | ||||
| (d) 19 rue de Bitbourg, Luxembourg, 1273 | ||||
| (e) Cannon Place, 78 Cannon Street, London, EC4N 6AG | ||||
| (f) Cannon Place, 78 Cannon Street, London, EC4N 6AG | ||||
| (g) Cannon Place, 78 Cannon Street, London, EC4N 6AG | ||||
| (h) Cannon Place, 78 Cannon Street, London, EC4N 6AG | ||||
| (i) Cannon Place, 78 Cannon Street, London, EC4N 6AG | ||||
| 2(c) | Citizenship: | (a) Delaware | ||
| (b) Minnesota | ||||
| (c) Switzerland | ||||
| (d) Luxembourg | ||||
| (e) England and Wales | ||||
| (f) England and Wales | ||||
| (g) England and Wales | ||||
| (h) England and Wales | ||||
| (i) England and Wales | ||||
| 2(d) | Title of Class of Securities: | Common Stock | ||
| 2(e) | Cusip Number: | 55405Y100 | ||
| 3 | Information if statement is filed pursuant to Rules 13d-1(b) or 13d-2(b): | |||
| (a) Ameriprise Financial, Inc. | ||||
| A parent holding company in accordance with Rule 13d-1(b)(1)(ii)(G). (Note: See Item 7) | ||||
| (b) Columbia Management Investment Advisers, LLC | ||||
| An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E). | ||||
| (c) Ameriprise International Holdings GmbH | ||||
| A non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J). | ||||
| (d) Threadneedle Asset Management Holdings Sarl | ||||
| A non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J). | ||||
| (e) Threadneedle Holdings Limited | ||||
| A non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J). | ||||
| (f) TAM UK Holdings Limited | ||||
| A non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J). | ||||
| (g) Threadneedle Asset Management Holdings Limited | ||||
| A non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J). | ||||
| (h) TC Financing Ltd | ||||
| A non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J). | ||||
| (i) Threadneedle Asset Management Limited | ||||
| A non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J). | ||||
| 4 | Incorporated by reference to Items (5)-(9) and (11) of the cover page pertaining to each reporting person. | |||
| AFI, as the parent company of CMIA, AIHG, TAMH, THL, TUHL, TAMHL, TCFL and TAML, may be deemed to beneficially own the shares reported herein by those reporting persons. Accordingly, the shares reported herein by AFI include those shares separately reported herein by those reporting persons. | ||||
| Each of AFI, CMIA, AIHG, TAMH, THL, TUHL, TAMHL, TCFL and TAML disclaims beneficial ownership of any shares reported on this Schedule. | ||||
| 5 | Ownership of 5% or Less of a Class: Not Applicable | |||
| 6 | Ownership of more than 5% on Behalf of Another Person: Not Applicable | |||
| 7 | Identification and Classification of the Subsidiaries Which Acquired the Security Being Reported on by the Parent Holding Company: | |||
| AFI: See Exhibit I | ||||
| 8 | Identification and Classification of Members of the Group: | |||
| Not Applicable | ||||
| 9 | Notice of Dissolution of Group: | |||
| Not Applicable | ||||
| 10 | Certification: | |||
| By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. | ||||
Signature
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: December 10, 2018
| Ameriprise Financial, Inc. | ||
| By: | Amy K. Johnson | |
| Name: Amy K. Johnson | ||
| Title: Senior Vice President and Chief Operating Officer-Asset Management | ||
| Columbia Management Investment Advisers, LLC | ||
| By: | Amy K. Johnson | |
| Name: Amy K. Johnson | ||
| Title: Managing Director and Global Head of Operations | ||
| Ameriprise International Holdings GmbH | ||
| By: | /s/ David H. Weiser | |
| Name: David H. Weiser | ||
| Title: Director | ||
| Threadneedle Asset Management Holdings Sarl | ||
| By: | /s/ William F. Truscott | |
| Name: William F. Truscott | ||
| Title: Chairman | ||
| Threadneedle Holdings Limited | ||
| By: | /s/ Peter Stone | |
| Name: Peter Stone | ||
| Title: Head of Finance, EMEA | ||
| TAM UK Holdings Limited | ||
| By: | /s/ Peter Stone | |
| Name: Peter Stone | ||
| Title: Head of Finance, EMEA | ||
| Threadneedle Asset Management Holdings Limited | ||
| By: | /s/ Alex T. Ollier | |
| Name: Alex T. Ollier | ||
| Title: Co-Head of Legal, EMEA | ||
| TC Financing Ltd | ||
| By: | /s/ Peter Stone | |
| Name: Peter Stone | ||
| Title: Head of Finance, EMEA | ||
| Threadneedle Asset Management Limited | ||
| By: | /s/ Alex T. Ollier | |
| Name: Alex T. Ollier | ||
| Title: Co-Head of Legal, EMEA | ||
| Contact Information | ||
| Mark D. Braley | ||
| Vice President | ||
| Head of Reporting and Data Management Global Operations and Investor Services | ||
| Telephone: (617) 747-0663 | ||
Exhibit Index
| Exhibit I | Identification and Classification of the Subsidiaries which Acquired the Security Being Reported on by the Parent Holding Company. | |
| Exhibit II | Joint Filing Agreement | |
Exhibit I
to
Schedule 13G
Ameriprise Financial, Inc., a Delaware Corporation, is a parent holding company. The classification and identity of the relevant subsidiaries is as follows:
Investment Adviser – Columbia Management Investment Advisers, LLC is an investment adviser registered under section 203 of the Investment Advisers Act of 1940.
Non-US Institution – Ameriprise International Holdings GmbH, a limited liability company incorporated under the laws of Switzerland, is a holding company for various companies including Threadneedle Asset Management Holdings Sarl and its subsidiary entities.
Non-US Institution – Threadneedle Asset Management Holdings Sarl, a private company (société à responsabilité limitée) incorporated in the Grand Duchy of Luxembourg, is a holding company for various companies including Threadneedle Holdings Limited and its subsidiary entities.
Non-US Institution – Threadneedle Holdings Limited, a private limited company incorporated in England and Wales, is a holding company and is the parent entity to TAM UK Holdings Limited.
Non-US Institution – TAM UK Holdings Limited, a private limited company incorporated in England and Wales, is a holding company and is the parent entity to Threadneedle Asset Management Holdings Limited.
Non-US Institution – Threadneedle Asset Management Holdings Limited, a private limited company incorporated in England and Wales, is a holding company and is the parent entity to TC Financing Limited.
Non-US Institution – TC Financing Limited, a private limited company incorporated in England and Wales, is a holding company and is the parent entity to Threadneedle Asset Management Limited.
Non-US Institution – Threadneedle Asset Management Limited, a private limited company incorporated in England and Wales, is an investment adviser authorized and regulated by the UK Financial Conduct Authority.
Exhibit II
to
Schedule 13G
Joint Filing Agreement
The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated December 10, 2018 in connection with their beneficial ownership of Macom Technology Solutions Holdings, Inc. Each of Columbia Management Investment Advisers, LLC, Ameriprise International Holdings GmbH, Threadneedle Asset Management Holdings Sarl, Threadneedle Holdings Limited, TAM UK Holdings Limited, Threadneedle Asset Management Holdings Limited, TC Financing Limited and Threadneedle Asset Management Limited authorizes Ameriprise Financial, Inc. to execute the Schedule 13G to which this Exhibit is attached and make any necessary amendments thereto.
| Ameriprise Financial, Inc. | ||
| By: | /s/ Amy K. Johnson | |
| Amy K. Johnson | ||
| Title: Senior Vice President and | ||
| Chief Operating Officer-Asset Management | ||
| Columbia Management Investment Advisers, LLC | ||
| By: | /s/ Amy K. Johnson | |
| Amy K. Johnson | ||
| Title: Managing Director and Global Head of Operations | ||
| Ameriprise International Holdings GmbH | ||
| By: | /s/ David H. Weiser | |
| Name: David H. Weiser | ||
| Title: Director | ||
| Threadneedle Asset Management Holdings Sarl | ||
| By: | /s/ William F. Truscott | |
| Name: William F. Truscott | ||
| Title: Chairman | ||
| Threadneedle Holdings Limited | ||
| By: | /s/ Peter Stone | |
| Name: Peter Stone | ||
| Title: Head of Finance, EMEA | ||
| TAM UK Holdings Limited | ||
| By: | /s/ Peter Stone | |
| Name: Peter Stone | ||
| Title: Head of Finance, EMEA | ||
| Threadneedle Asset Management Holdings Limited | ||
| By: | /s/ Alex T. Ollier | |
| Name: Alex T. Ollier | ||
| Title: Co-Head of Legal, EMEA | ||
| TC Financing Ltd | ||
| By: | /s/ Peter Stone | |
| Name: Peter Stone | ||
| Title: Head of Finance, EMEA | ||
| Threadneedle Asset Management Limited | ||
| By: | /s/ Alex T. Ollier | |
| Name: Alex T. Ollier | ||
| Title: Co-Head of Legal, EMEA | ||